Implementing your trading plan for your concentrated stock position is key to your financial success, but that doesn’t mean that it’s easy. We’ve developed a system where we can take that off your plate and ensure that your diversification plan stays on track.

Our Stock Plan Management service, aka Custody, is a process by which we can get access to your stock plan account at UBS, Fidelity, Shareworks, E-Trade, or Schwab with your credentials, and log in routinely to execute your agreed-upon trading plan. This service is offered exclusively to Investment Management clients at no additional cost.

From there, we can send cash directly to your brokerage account at TD Ameritrade. We’ll send you cash for short-term cash needs and tax payments while getting the rest of the proceeds invested in your portfolio.

Our goals of this service are simple:

Ensure the accurate and efficient implementation of your diversification plan.
Cut down on opportunity cost
Budget the appropriate amount for taxes.

Linking your TD Ameritrade Account to your Stock Plan Account:

You can link your TD Ameritrade Brokerage account to your stock options account in a few easy steps.

1. Select add a checking account to your stock plan.
List the routing number for TD Bank USA, N.A.: 021912915.
List your TD Ameritrade Brokerage account number in the account number field.
Select checking account and link.

You should now be able to transfer funds directly from your stock plan account to TD Ameritrade. We do recommend starting with a small, test transfer, to ensure links are working properly.